OpenAI claims local smoothing and Kakeya in all dimensions
Awaiting review
Importance: historic (5 of 5)The takeaway
A 59-page OpenAI manuscript dated 25 Oct claims Sogge’s local smoothing conjecture for the wave equation in every dimension n ≥ 2. The stated corollaries include the Bochner–Riesz conjecture, Fourier restriction throughout the interior of the conjectured range, the Kakeya and Nikodym maximal conjectures, and full Hausdorff dimension for every Euclidean Kakeya set. That last one is the Kakeya set conjecture, proved in ℝ³ only in 2025 (Wang–Zahl). OpenAI lists Lean comparator statements for the main estimate and the corollaries. No expert has assessed it yet.
Status
- Claim
Awaiting review
- Our reporting
- Medium confidence
- Verification
- Lean-verified
- Importance
- Historic (5 of 5)
- Last verified
- 27 October 2026
Your AI and this story
- GPT-6 Astra179 days after its cutoff
- Claude Opus 5.5118 days after its cutoff
- Gemini 4 Argon209 days after its cutoff
- Grok 4.7148 days after its cutoff
None of these four assistants can know about it. The closest, Claude Opus 5.5, stops 118 days before it.
Key facts
- Repository changelog (history.md, 26 Oct, verbatim): ‘Local smoothing for the Euclidean wave equation. The proof uses an auxiliary partial differential equation to establish Sogge’s local smoothing for waves in every spatial dimension at least two. It also yields the Kakeya maximal and dimension conjectures and Stein’s spherical restriction estimates throughout the interior of the conjectured range. We are releasing the model output directly, as we did in our October 6 release.’
- Theorem 1.1 (paper): for n ≥ 2, 2 ≤ p < ∞, ε > 0, ‖e^{-iT|D|}f‖{Lᵖ(ℝⁿ×[1,2])} ≤ C‖J^{s₊(p)+ε}f‖{Lᵖ}, with s₊(p) = max(0, (n−1)/2 − n/p); a focusing wave shows the threshold is sharp (Prop. 8.1)
- Abstract (verbatim): ‘We deduce the Bochner–Riesz conjecture, maximal estimates for these means, and sharp bounds for Stein’s square function. We obtain Fourier restriction estimates for the sphere, the compact paraboloid, and the truncated cone throughout the interior of the conjectured range, as well as local smoothing for the Schrödinger equation. We also prove the Kakeya and Nikodym maximal conjectures. In particular, every Euclidean Kakeya set has full Hausdorff dimension.’
- Lean scope note (lean/docs/079.md): covers the half-wave local smoothing bound for every n ≥ 2 and 2 ≤ p < ∞; uniform Bochner–Riesz bounds, spherical extension and Stein square-function bounds in their strict ranges; an Lⁿ Kakeya maximal bound with δ^(−ε) loss; and ‘Every subset of ℝⁿ containing a unit segment in each direction has Hausdorff dimension n’. Comparator file: ComparatorChallenges/LocalSmoothing.lean. We have not run the check
- Before this, family 079 held only ‘Critical local smoothing for the three-dimensional wave equation’ (165 pp., 24 Sept), with no Lean link as of 19 Oct; family 074 claimed the 3D Kakeya maximal and 4D Kakeya dimension conjectures (manuscript only)
- Human state of the art: the Kakeya set conjecture is proved in ℝ² (Davies 1971) and ℝ³ (Hong Wang and Joshua Zahl, 2025); it is open in ℝⁿ for n ≥ 4. Local smoothing was known in 2+1 dimensions (Guth–Wang–Zhang, 2020) and in partial ranges elsewhere. Local smoothing is known to imply Bochner–Riesz, which implies restriction, which implies Kakeya
- Other results in the same OpenAI announcement: ‘The Exponential Time Hypothesis is False’ (separate entry) and, an existence claim for 4D quantum field theories including QCD and pure Yang–Mills, reviewed by a group led by David Gross with the AI artifacts withheld (entry OpenAI claims 4D Yang–Mills and QCD existence)
- Unlike the ETH paper, the changelog names no review group for this paper. No expert reaction found on the evening of 26 Oct
Show 2 more
- Dates (per the oai-math-revised hub’s summary of OpenAI’s blog post, which returns 403 to us): the AI output was obtained on 18 Oct and formalized in Lean the following day
- First expert reaction found: James Leng on X, 27 Oct: ‘The proof is absolutely shocking. It is only ~25 pages and primarily uses elliptic PDEs. It notably does not use much of the mathematics developed by the harmonic analysis lineage.’ No named review group, follow-up paper or public check by Kakeya/restriction specialists by 27 Oct; Quanta’s math-and-AI dispatch (latest item 22 Oct) predates the release
What happened
OpenAI’s 26 Oct repository update replaced its September three-dimensional local smoothing claim with a much larger one: Sogge’s conjecture for the wave equation in every dimension. OpenAI says the proof “uses an auxiliary partial differential equation”. The paper is 59 pages, against 165 for the three-dimensional version.
The implications run down a well-known chain. Local smoothing implies the Bochner–Riesz conjecture, Bochner–Riesz implies Stein’s restriction conjecture, and restriction implies the Kakeya conjecture. So the paper also claims Kakeya-type results in every dimension, including that every set in ℝⁿ containing a unit segment in every direction has Hausdorff dimension n. Humans had proved that only in the plane (1971) and, in 2025, in three dimensions.
OpenAI says each of these statements has a Lean comparator target. The three-dimensional families had no formal proof when we checked on 19 Oct. The changelog says this is “model output directly”, released as on 6 Oct, and names no outside reviewers (the ETH paper released the same day has a working group).
Why it matters
If correct, this settles a large part of Euclidean harmonic analysis in one paper. Formal verification of statements this deep in analysis would also be a first. The open questions are whether the Lean definitions (Sobolev norms, Hausdorff dimension, Kakeya maximal operator) match the standard ones, and whether the paper’s argument holds up when experts read it. Expect reactions from the harmonic-analysis community, including Guth, Wang, Zahl and Tao, in the coming days.
What is disputed or not yet verified
| Verification | Unrefereed manuscript; OpenAI lists Lean comparator statements for the main estimate and the corollaries (not checked by us); no expert assessment yet |
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Sources
8 sources from 5 sites. Numbers match the chips in the text.
8 sources: 5 primary, 1 press, 2 reactions
Primary
- OpenAI: Working with academic communities to build scientific understanding (26 Oct 2026)openai.com, official
- OpenAI (paper, PDF): Local smoothing for the Euclidean wave equation (25 Oct 2026)github.com, paper
- Lean scope note for family 079github.com, code
- openai/math history.md (26 Oct 2026 changelog)github.com, official
- Wang & Zahl (2025): the Kakeya set conjecture in three dimensions (arXiv 2502.17655)arxiv.org, paper
Press
- PANews: OpenAI announces three new AI science discoveriespanews.io, press
Reactions
- James Leng on X: ‘The proof is absolutely shocking’ (27 Oct)x.com, discussion
- oai-math-revised: AGENT_NOTES for the local smoothing papergithub.com, discussion
Changes
- First expert reaction (James Leng), discovery/formalization dates via the community hub
- Linked the Yang–Mills/QCD entry
- Filed